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Nalezeno "Broker-Dealer": 86

SEC Pushes Regulatory Progress With Broker-Dealer Crypto Custody Clarity


The SEC outlined how broker-dealers can legally custody crypto asset securities under existing customer protection rules, offering long-awaited clarity on possession, control, and risk management while signaling tighter safeguards for digital assets. SEC Clarifies Broker-Dealer Custody Standards...

Ripple Enters Broker-Dealer Arena as Hidden Road Gains FINRA Authorization


Ripple just unlocked a game-changing foothold in traditional finance as its $1.25 billion acquisition scores FINRA approval, supercharging institutional access to fixed income markets. Ripple’s Hidden Road Gets FINRA Go-Ahead to Expand Prime Brokerage Services Hidden Road, a global prime brokerage...

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