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Ripple Enters Broker-Dealer Arena as Hidden Road Gains FINRA Authorization
19.4.2025
Ripple just unlocked a game-changing foothold in traditional finance as its $1.25 billion acquisition scores FINRA approval, supercharging institutional access to fixed income markets. Ripple’s Hidden Road Gets FINRA Go-Ahead to Expand Prime Brokerage Services Hidden Road, a global prime brokerage...
Ripple acquisition Hidden Road secures FINRA registration
17.4.2025
Prime brokerage Hidden Road, which was recently acquired by Ripple for $1.25 billion, has secured a broker-dealer license from the Financial Industry Regulatory Authority (FINRA) — a move that enhances its capacity in the fixed-income markets. As a FINRA broker-dealer, Hidden Road...
Hidden Road, Set to Be Acquired by Ripple, Wins U.S. Broker-Dealer License
17.4.2025
Issued by FINRA, the license will allow the company to broaden fixed income prime brokerage services for institutional clients
Archax Buys FINRA-Regulated Broker Dealer to Offer Tokenized Assets in the U.S.
31.3.2025
The firm plans to offer tokenized real-world assets and equities in the U.S. building on its existing partnerships across blockchains such as Ethereum, Polygon, Hedera Hashgraph and XRP Ledger
US Regulator Publishes Crypto Guide With Stark FOMO Reminder
23.11.2024
The Financial Industry Regulatory Authority (FINRA)’s new crypto guidelines spotlight risks and FOMO-driven decisions, with advice on crypto investing. New Crypto Guidelines Highlight Key Challenges for Crypto Investors The Financial Industry Regulatory Authority (FINRA) has introduced...
FINRA metaverse warning, Lazarus NFT attack, Thiel backs NFTs: Nifty Newsletter
30.10.2024
Lazarus Group used a fake playable NFT game to steal wallet credentials through a vulnerability on Google Chrome.
FINRA Warns Member Firms of Metaverse Adoption Challenges
27.10.2024
The Financial Industry Regulatory Authority has released a report highlighting the potential benefits and risks of the metaverse for the securities industry. The report emphasizes the importance of addressing challenges identified to ensure the responsible and ethical development of metaverse...
FINRA says rules still apply in the metaverse
25.10.2024
The Financial Industry Regulatory Authority says brokers and dealers are increasingly experimenting in the metaverse
FINRA says rules still apply in the metaverse
25.10.2024
The Financial Industry Regulatory Authority says brokers and dealers are increasingly experimenting in the metaverse
FINRA says rules still apply in the metaverse
25.10.2024
The Financial Industry Regulatory Authority says brokers and dealers are increasingly experimenting in the metaverse
SEC Flags Risks in Crypto and Emerging Tech Investment Scams
8.10.2024
The U.S. Securities and Exchange Commission (SEC) is raising alarms about the growing risks of cryptocurrency scams and other investment fraud during World Investor Week 2024. Amid the rising influence of AI, social media, and aggressive financial marketing, investors are struggling to find...
tZero becomes 2nd FINRA-approved broker-dealer for digital securities
10.9.2024
The company is following the steps of Prometheum, which now treats four cryptocurrencies as securities
US lawmakers demand SEC-FINRA records on Prometheum ETH custody
22.5.2024
Prometheum’s willingness to play along with the SEC’s ambitions for crypto regulation has stirred disapproval in many quarters
TradFi Veterans Pitch Tokenized Asset Marketplace With Eyes on U.S. Regulatory Approval
2.5.2024
Ironlight, helmed by the former global head of trading of Schroeder and Abu Dhabi's sovereign wealth fund ADIA with the ex-CEO of TD Bank as an adviser, aims to be a premier tokenization, listing and trading ecosystem for real-world assets targeting big investors
FINRA-Registered Digital Asset Platform Prometheum to Launch Ether Custody Services
7.2.2024
Prometheum, the first U.S. special purpose broker-dealer authorized to custody, clear, and settle digital asset securities, disclosed that it is now providing custodial services for the cryptocurrency ethereum. This announcement arrives amidst a period where the prominent crypto asset, ethereum...
FINRA Claims Widespread Violations in Majority of Crypto Asset Communications
25.1.2024
Following an examination launched in November 2022, FINRA claims widespread potential violations in the way member firms communicate about crypto assets. FINRA Report Alleges Misinformation in Crypto Asset Marketing In a report released on Jan. 23, the Financial Industry Regulatory Authority...
70% of Crypto Asset-Related Communications Violate Rules: FINRA
24.1.2024
The U.S. Financial Industry Regulatory Authority (FINRA) has reported that approximately 70% of crypto asset-related communications reviewed in a recent targeted exam have failed to comply with its rules. According to a recent report by the FINRA, the examination launched in November 2022 involved...
FINRA’s 2024 Report Highlights Emergence of Crypto-Related Compliance Risks
10.1.2024
Source: Adobe American self-regulatory body, the Financial Industry Regulatory Authority (FINRA), has added crypto considerations for companies to its annual oversight report, released Tuesday. ???? We've published the 2024 FINRA Annual Regulatory Oversight Report to share key insights...
FINRA Action: Interactive Brokers hit with $3.5M fine for price violations
29.12.2023
FINRA, an acronym for Financial Industry Regulatory Authority, works for investors and firms, enabling them to participate in trading practices safely. In order to regulate member brokerage firms and exchange markets, FINRA has the support of technology and expertise. Interactive Brokers is...
Lawmakers Probe SEC and FINRA Over ‘Shady Approval’ of Prometheum
17.8.2023
U.S. lawmakers are probing the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) regarding the “shady approval” of Prometheum “as the first and only special purpose broker-dealer for digital assets.” They raised concerns about the timing...