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Nalezeno "US Securities Laws": 104

SEC staff gives guidance on how securities laws could apply to crypto


US Securities and Exchange Commission staff have given guidance on how federal securities laws could apply to crypto, saying companies issuing or dealing with tokens that could be securities should give better details about their business.The SEC’s Division of Corporation Finance said in...

10 Commandments for Federal Securities Laws


Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody Guillén, a partner at BakerHostetler. Crypto regulation should be guided by principles for an effective market

SEC’s Crypto Regulation Labeled a ‘Disaster’ by Commissioner


A U.S. Securities and Exchange Commission (SEC) commissioner has called the agency’s approach to cryptocurrency regulation a “disaster,” highlighting the SEC’s reliance on enforcement without clear guidance. He criticized the lack of regulatory clarity, which has led...

SEC Fines Mango DAO for Unregistered MNGO Tokens


The U.S. Securities and Exchange Commission (SEC) has filed charges against Mango DAO, Blockworks Foundation, and Mango Labs LLC for offering unregistered securities. The case centers around the sale of MNGO tokens and the operation of Mango Markets without proper registration. Mango Markets...

SEC Warns FTX Over Legality of Crypto Asset Distribution in Chapter 11 Plan


The U.S. Securities and Exchange Commission (SEC) has raised concerns over FTX’s plan to pay back claims using its “crypto asset securities.” The SEC’s Senior Trial Counsel, Therese Scheuer, has reserved the right to challenge these transactions under federal securities laws. FTX’s Crypto...

SEC Charges Consensys With Violating Federal Securities Laws


The U.S. Securities and Exchange Commission (SEC) has filed a lawsuit against Consensys Software Inc., accusing the blockchain firm of violating federal securities laws by failing to register as a broker and engaging in unregistered securities offerings. The SEC’s complaint highlights...

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