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Nalezeno "dealer rules": 3
SEC chair Gensler plugs changes to exchange definition that worries crypto
26.9.2024
Gary Gensler reminded a conference on Treasury bonds about a proposed rule change that would impact DeFi, too
SEC’s Revised ‘Dealer’ Definition Sparks Concerns Over Impact on Crypto Innovation
13.2.2024
The U.S. Securities and Exchange Commission (SEC) has adopted rules to require firms that act like dealers to register with the Commission. A lawyer explained that the securities regulator took a shot at decentralized finance (Defi) with the rules, which explicitly target decentralized...
US Lawmakers Ask SEC to Clarify Broker-Dealer Rules
9.12.2020
U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets