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Crypto-Friendly Silvergate Bank IPO Debuts on NYSE

8.11.2019
The U.S. Securities and Exchange Commission (SEC) has declared the IPO of pro-crypto Silvergate Bank effective. Its shares started trading on the New York Stock Exchange on Thursday. The crypto-friendly bank works with 756 customers in the crypto space, including Coinbase, Gemini, Circle, Bitstamp...

Preview of Today’s SEC Meeting on Harmonizing Securities Exemptions

7.11.2019
U.S. SEC hosts meeting to discuss streamlining securities exemptions for public offerings

Global Crypto Framework Needed to Stop ‘Regulatory Arbitrage,’ Watchdog Warns

7.11.2019
Hong Kong’s securities regulator says the world needs a united response to stablecoins like Libra to avoid firms setting up in laxer jurisdictions

Hong Kong Now Offers Opt-In Regulation to Crypto Exchanges

7.11.2019
Hong Kong’s Securities and Futures Commission has established a new regulatory framework that allows crypto exchanges to opt-in to be licensed and regulated. Starting Wednesday, centralized trading platforms can apply for a license, providing they meet certain requirements including adequate...

Canadian Regulator Seizes Troubled Crypto Exchange

6.11.2019
The British Columbia Securities Commission has taken control of a cryptocurrency exchange which allegedly owes customers over $12 million. Einstein Exchange had planned to shut down amid complaints, lawsuits, and money laundering investigations. The Canadian regulator has also taken action against...

Securities Commission Slams Down Einstein Exchange in Vancouver Amid Money Laundering Charges

5.11.2019
According to the press release by the BCSC or the British Columbia Securities Commission on November 4, the body has taken regulatory action against a Vancouver based cryptocurrency exchange, popular by the name Einstein Exchange. The company was incorporated in December 2017 as a cryptocurrency...

Einstein Crypto Exchange Seized by Canadian Securities Regulator

4.11.2019
The British Columbia Securities Commission says it has seized Einstein Exchange after the crypto company said it planned to shut down operations in the coming weeks

Nasdaq-Powered Securities Token Exchange Shutters After 9 Months

4.11.2019
The Nasdaq-powered DX.Exchange — which listed securities tokens and tokenized stocks — is temporarily shutting down to pursue a merger or acquisition

What’s Next in the Securities Case Against Ripple Over XRP

4.11.2019
Ripple has strong defenses against a lawsuit alleging it violated securities laws by selling XRP, but the road ahead is long, legal experts said

OSC Commissioner Debunks Arguments Against Bitcoin, Green-Lights Bitcoin Fund

4.11.2019
A commissioner of the Ontario Securities Commission (OSC) has debunked the arguments against bitcoin used to deny the public offering of The Bitcoin Fund. Among others, the commissioner rules that bitcoin is neither illiquid nor more susceptible to manipulation than other commodities, real volume...

Harbor Now Has Both Broker-Dealer and Transfer Agent Licenses in the US

1.11.2019
Security token startup Harbor has been granted a transfer agent license by the SEC, a month after getting the green light from the CFTC

The SEC Files as the CFTC Settles Charges Against Swiss Securities Dealer

31.10.2019
The SEC and CFTC have filed and settled charges against Switzerland-based securities dealer XBT Corp. SARL

Mining Giant Bitmain Confidentially Files for U.S.-Based IPO

30.10.2019
According to reports, bitcoin mining manufacturer Bitmain Technologies confidentially filed for a U.S.-based initial public offering (IPO) with the Securities and Exchange Commission. The news follows the alleged removal of cofounder and executive director Micree Zhan and the recent announcement...

Deutsche Börse Aims to Ease Digital Securities Transfer With New Deal

30.10.2019
Deutsche Börse expands digital securities capabilities

Avalon Mining Rig Maker Canaan Files for $400M IPO on Nasdaq

30.10.2019
Mining rig manufacturer Canaan has filed for an IPO with the U.S. Securities and Exchange Commission to raise $400 million on the Nasdaq Global Market. Prior to this filing, the company had also attempted to go public in Hong Kong and China. Credit Suisse and Citigroup are among its underwriters....

Paxos Launches Settlement Platform for Equity Securities After SEC Relief

28.10.2019
Paxos is launching its settlement platform for U.S.-listed equity securities, after receiving a no-action relief from the SEC

Bank of Lithuania Issues Guidelines on Security Token Offerings

26.10.2019
Recognizing that businesses are seeking alternative ways to raise capital other than bank lending, the Bank of Lithuania has issued new guidelines on security token offerings. The goal is to clarify applicable rules without introducing more regulations. Also read: Mario Draghi Leaves European...