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Nalezeno "Sec Charges": 138

SEC Charges FTX Auditor for Helping Clients Violate Securities Laws

2.10.2023
The U.S. Securities and Exchange Commission (SEC) announced charges against an accounting firm that worked for failed cryptocurrency exchange FTX. The company, Prager Metis, has been accused of facilitating clients in breaking federal securities laws and also auditor independence violations....

Major NFT Marketplaces Remove Mila Kunis' Stoner Cats Following SEC Charges

19.9.2023
Major NFT marketplaces, including OpenSea, Blur, and Rarible, have taken down the Stoner Cats NFT project following charges filed by the United States Securities and Exchange Commission (SEC). The Stoner Cats NFTs, initially sold in 2021, have been available for trading across almost all major...

Mila Kunis and Ashton Kutcher’s Stoner Cats NFT Sales Surge by 2,433% After SEC Charges

15.9.2023
Following the U.S. Securities and Exchange Commission’s (SEC) charges against Stoner Cats, the NFT project backed by Mila Kunis, the digital collectibles have witnessed a staggering surge in sales, soaring by a significant 2,433% within a mere 24-hour span. On September 14, the Stoner...

SEC Charges Stoner Cats Over $8M Unregistered NFT Offering: Mila Kunis-Backed NFT Project to Pay $1M Penalty

13.9.2023
The Securities and Exchange Commission (SEC) charged Stoner Cats 2 LLC (SC2) with conducting an unregistered offering of crypto asset securities in the form of non-fungible tokens (NFTs) that raised about $8 million from investors to finance an animated web series. SEC Slaps Stoner Cats 2 With...

SEC charges company behind Stoner Cats NFT series with unregistered securities sale

13.9.2023
The animated series, accessible only to NFT holders, had a cast that included Vitalik Buterin, Gary Vaynerchuk and Hollywood A-listers

SEC charges Impact Theory for an unregistered offering of NFTs

29.8.2023
The SEC has brought down the hammer on another crypto venture for an unregistered offering of digital assets. This time, the commission has charged Impact Theory LLC for conducting an unregistered offering of NFTs. The Los Angeles-based media and entertainment company raised over 30 million dollars...

SEC Charges Impact Theory Over NFT Sales

29.8.2023
Today, Los Angeles-based media conglomerate Impact Theory came under scrutiny after being accused by the Securities and Exchange Commission (SEC) of executing an unregistered sale of crypto asset securities in the form of non-fungible tokens (NFTs). ... Read More: SEC Charges Impact Theory Over...

SEC Charges Impact Theory in First NFT-Related Lawsuit Over Unregistered Token Sales

28.8.2023
The Securities and Exchange Commission (SEC) has charged Los Angeles-based media company Impact Theory with offering and selling unregistered securities in the form of crypto asset tokens. Notably, this marks the SEC’s first lawsuit targeting an NFT offering. SEC Sues Impact Theory Over $30M...

SEC charges podcaster in first unregistered securities sales claim against NFT offering

28.8.2023
Impact Theory produces entertainment and educational podcasts and was “trying to build the next Disney” when it invited investors to purchase its NFTs

SEC Charges Former US Correctional Officer With Fraudulent Crypto Token Sale

25.8.2023
The U.S. Securities and Exchange Commission said on Aug. 23 that it had charged a former New Jersey correctional officer “with fraudulently raising funds through the unregistered offering of the blazar token.” The Commission said the correctional officer’s scam was primarily...

SEC charges former corrections officer for role in bizarre crypto scam

23.8.2023
John A. DeSalvo allegedly solicited ICO money from police and orchestrated a pump and dump on PancakeSwap shortly after

SEC Charges Crypto Investment Adviser for Publishing Misleading ‘Hypothetical Performance Projections’

22.8.2023
The U.S. Securities and Exchange Commission (SEC) has charged Titan Global Capital Management for publishing misleading “hypothetical performance projections” regarding its crypto investment product. Titan Global is also accused of violating the marketing rule when it advertised...

SEC charges Titan for violating crypto-related terms

22.8.2023
The SEC, short for the US Securities & Exchange Commission, has charged Titan with a couple of violations pertaining to cryptocurrencies and necessary disclosures. Titan is a FinTech Investment advisor based in New York, now charged with failing to take measures to ensure full disclosure...

SEC charges crypto investment manager with misleading advertising, custody claims

21.8.2023
The case against Titan Global Capital Management is the first brought under the U.S. regulator’s 2020 revised marketing rule. It also touches on compliance issues

SEC Charges 18 Utah Defendants in $50M Crypto Fraud Scheme

3.8.2023
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Breaking: US Department of Justice Considering Fraud Charges Against Binance Crypto Exchange

2.8.2023
The US Department of Justice (DoJ) is mulling whether to press fraud charges against Binance, as per a Semafor report. However, as per the report, the DoJ is worried that if it indicts Binance, it could trigger a rush to withdraw balances on the exchange, similar to the rush that brought down...

SEC Charges Quantstamp $28 million For Conducting an Unregistered Initial Coin Offering

27.7.2023
Quantstamp, a blockchain security firm, has been ordered by the U.S. Securities and Exchange Commission (SEC) to return $28 million raised in a 2017 unregistered initial coin offering (ICO). On July 21st, the SEC accused Quantstamp of conducting an unregistered ICO, during which they sold their...