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Nalezeno "Wells notice": 67

SEC Issues Wells Notice to Robinhood Over Crypto Operations


A report indicates that the U.S. Securities and Exchange Commission (SEC) has issued a Wells Notice to the financial services provider Robinhood. This action by the SEC concerns the company’s operations in the cryptocurrency sector and its listing of crypto assets. SEC Mulls Enforcement...

Uniswap Labs Hit with Wells Notice by SEC: Vows to Fight Back


Uniswap Labs, the creator of the Uniswap decentralized exchange (DEX) protocol and behind the issuance of the UNI token, has just been hit with a Wells Notice by the US Securities and Exchange Commission (SEC), but vows to fight back. The post Uniswap Labs Hit with Wells Notice by SEC: Vows...

Uniswap Labs Receives SEC Wells Notice, Founder Vows to Fight


In a recent social media post, Hayden Adams, the founder of Uniswap Labs, announced that the company has received a Wells notice from the Securities and Exchange Commission (SEC), expressing his disappointment and determination to contest the notice. SEC Sends Decentralized Exchange Uniswap a Wells...

SEC serves Wells Notice to Coinbase


Coinbase has published an official statement after being served Wells Notice by the SEC. While it is not a legal case yet, it shows the direction where the warning could move on to. According to the statement, the notices come after Coinbase raised concerns about drafting reasonable rules for...

SEC Informs Crypto Exchange Coinbase of Potential Securities Law Violations


The U.S. Securities and Exchange Commission (SEC) has sent Coinbase a “Wells notice” about potential violations of securities law. The Nasdaq-listed cryptocurrency exchange noted that, unlike what SEC Chairman Gary Gensler said, the securities regulator “will not let crypto...

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