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Nalezeno "finra": 62

Grayscale Receives FINRA Approval for BCH and LTC to Trade Publicly

21.7.2020
Financial regulators in the US approved shares of Grayscale Investments’ Bitcoin Cash and Litecoin trusts for trading on OTC Markets

With $1.5 Billion Under Management Grayscale Bitcoin Trust Slides 30%

14.3.2020
Prior to the market carnage on March 12, the Grayscale Bitcoin Trust (GBTC) had acquired over 300,000 BTC. Grayscale’s trust has been one of the longest-running FINRA approved investment vehicles with bitcoin assets under management. On Feb. 5, GBTC shares climbed more than 10% that week...

SEC Issues Alert Against Initial Exchange Offerings

15.1.2020
The SEC has issued an alert to investors regarding initial exchange offerings. This warning is not an official statement on regulatory policy, but it does indicate the way the American market regulators view the practice and why many exchanges are shunning U.S. investors. Also Read: Telegram...

US and European Regulators Say Crypto a Priority This Year

12.1.2020
Several regulators in the U.S. and Europe have made cryptocurrency among their top priorities this year. The Securities and Exchange Commission’s compliance office and the European Securities and Markets Authority, in collaboration with other regulators, have outlined their plans to focus...

Diversified Crypto Fund Receives FINRA Regulatory Approval

15.10.2019
Grayscale Investments has received regulatory approval to publicly quote shares of its diversified crypto fund. The product, which is the firm’s only diversified offering, invests in five main cryptocurrencies. In addition, the firm offers nine single-asset investment funds, some of which...

FINRA Approves Grayscale’s Public Quote for Crypto Fund Shares

14.10.2019
Digital asset management fund Grayscale has received FINRA approval to publicly quote its diversified crypto fund GDLCF

tZERO-Backed Startup Seeks SEC Approval to Launch Security Token Market

12.10.2019
A firm part-owned by Overstock’s tZERO is seeking regulatory approval to launch one of the first markets for publicly traded, registered security tokens

Harbor’s Regulatory Wait Ends as FINRA Awards Crypto Broker-Dealer License

27.9.2019
Harbor's broker-dealer licensing breaks a lengthy standoff between aspiring crypto broker-dealers and the U.S. regulators who approve them

The Crypto Custody Conundrum: What Are We Even Talking About?

31.8.2019
New tech usually struggles with vocabulary, says Noelle Acheson. With bitcoin, the confusion rubs off integral concepts in securities legislation

It Took 18 Months, But This Blockchain Securities Firm Got the Nod From FINRA

20.8.2019
FINRA has approved iownit as a broker-dealer, clearing the firm to offer digital securities on a private Hyperledger blockchain

FINRA’s Cryptocurrency Oversight Program has New Regulatory Notice 19-24

25.7.2019
Yesterday, the Financial Industry Regulatory Authority (FINRA) issued a Regulatory Notice 19-24 to its member firms. The objective of this notice is to encourage the member firms to inform the Regulatory Authority about any engagement or intention of engagement with the activities related to...

FINRA Extends Deadline for Firms to Report Crypto Activity

22.7.2019
The self-regulatory body for brokers and exchanges has quietly extended its deadline for member firms to report their crypto activity

SEC And FINRA Releases Statement On Crypto Custodian Delay

9.7.2019
U.S. Securities and Exchange Commission (SEC) has to bear a lot of stress from digital currency firms for delaying the approval of the proposals on Crypto Custodian. In the last few months, SEC has received many applications from the crypto firms for broker-dealer and exchange-traded funds. Both...

SEC & FINRA Announce New Rules for Crypto Brokers

9.7.2019
Two of America’s top financial regulators, the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) have announced that brokers looking to offer cryptocurrency securities will have to comply with existing securities laws, including customer protection...