Search
SEC to up scrutiny of firms offering or giving advice about crypto
8.2.2023
Registered crypto brokers and advisors may need to be on edge when giving advice this year, after a recent warning from the SEC
Broker-Dealer INX Digital Bids to Purchase Voyager Assets
30.11.2022
Broker-dealer and crypto trading platform INX Digital (QTCQB: INXDF) has entered the bidding contest for bankrupt cryptocurrency lender Voyager Digital
Binance Gets In-Principle Approval to Operate as Crypto Broker-Dealer in Abu Dhabi
10.4.2022
Binance wins dismissal of class action over 2018 tokens that tanked
1.4.2022
The judge ruled domestic law doesn’t apply to Binance as it is not an exchange domestic to the U.S. and that the case was filed “too late”
Digital Asset Marketplace Apifiny Prime Granted FINRA Broker-Dealer License Approval
30.4.2021
On Thursday, Apifiny, a global digital asset trading and mining network, announced the company’s subsidiary Apifiny Prime has been granted a broker-dealer license from the Financial Industry Regulatory Authority (FINRA). The firm now joins the ranks of brokerage and exchange businesses like...
Massachusetts regulator seeks to revoke Robinhood's broker-dealer license
16.4.2021
State regulators claim that Robinhood has targeted inexperienced investors
Uphold obtains FINRA approval to acquire US broker-dealer
31.3.2021
The acquisition will reportedly allow Uphold to launch fractional equities in the United States in 2021
Crypto Firm Uphold Gets US OK to Buy Broker-Dealer JNK Securities
31.3.2021
Uphold is set to become one of the first cryptocurrency businesses in the U.S. to offer securities on an omnibus basis to retail investors, the company said
US Lawmakers Ask SEC to Clarify Broker-Dealer Rules
9.12.2020
U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets
Texture Capital Awarded FINRA License to Trade Security Tokens
10.11.2020
Texture is the latest tokenization firm to eye the $1.5 trillion private securities market
Publicly Traded INX Crypto Exchange Acquires Broker-Dealer Openfinance
27.10.2020
INX Limited, a cryptocurrency exchange that went public on Ethereum last month, will purchase U.S. broker-dealer Openfinance Securities
Securitize Goes License Shopping With Acquisition of SEC-Registered Broker-Dealer
15.10.2020
Security token firm Securitize announced Thursday its planned acquisition of Distributed Technology Markets (DTM)
Overstock’s tZERO Wins FINRA Approval to Launch Retail Broker-Dealer Subsidiary
10.9.2020
The firm announced Thursday that FINRA approved its application to launch tZERO Markets, a retail broker-dealer subsidiary
SEC Registered Broker-Dealer Is Launching a Security Token Platform
23.7.2020
As a registered broker-dealer, Watchdog Capital said it is in a position to offer a whole host of SEC-exempted offerings for security tokens
Overstock’s tZERO to Launch Broker Dealer in US by Q2
4.5.2020
Overstock’s blockchain arm tZERO aims to launch a broker dealer service in the United States by the second quarter of 2020
NBA Player Spencer Dinwiddie Taps Broker-Dealer in Push to Tokenize Sports Contracts
3.3.2020
The move follows a three month tussle with the NBA who initially claimed it represented a league violation
ConsenSys Acquires US Broker-Dealer in Bid to Tokenize Trillion-Dollar ‘Muni’ Bond Market
5.2.2020
ConsenSys aims to use its new acquisition to offer tokenized municipal bonds in a market ripe for disruption
ConsenSys Acquires SEC-Registered Broker-Dealer to Tokenize Bonds
4.2.2020
ConsenSys has acquired a SEC-registered broker-dealer Heritage to further reinforce its advisory and broker-dealer expertise
Overstock’s tZERO to Launch Broker Dealer in First Half of 2020
31.1.2020
Overstock’s blockchain arm tZERO expects to roll out a digital assets broker dealer, tZERO Markets, in the first half of 2020
SEC-Licensed Broker-Dealer BitOoda Secures $7M Seed Funding
23.12.2019
SEC-registered crypto brokerage BitOoda secures $7 million in funding from investors including former senior investment exec at JPMorgan