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Nalezeno "Broker-Dealer": 64

SEC, FINRA Issue Explanation of Crypto Custodian Approval Delay

8.7.2019
The SEC and FINRA are examining issues such as custody and investor protections before they can approve broker-dealer applications by crypto startups, the agencies said

Gemini To Send Application For Broker-Dealer License For Virtual Securities

3.7.2019
The cryptocurrency exchange of Winklevoss brothers, Gemini has decided to put an application for a Broker-dealer license. The platform has applied for the same with the FINRA. Their objective is to work as an alternate trade service and let the user use the platform legally for the swap of digital...

Gemini to Apply for Broker-Dealer License in Bid to Trade Crypto Securities

2.7.2019
The Winklevoss-owned cryptocurrency exchange Gemini is applying for a broker-dealer license from FINRA

Stonewalled by FINRA, Up to 40 Crypto Securities Wait in Limbo for Launch

17.6.2019
Wall Street watchdog FINRA has sat for as long as 12 months on roughly 40 broker-dealer applications by blockchain startups