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SEC, FINRA Issue Explanation of Crypto Custodian Approval Delay
8.7.2019
The SEC and FINRA are examining issues such as custody and investor protections before they can approve broker-dealer applications by crypto startups, the agencies said
Gemini to Apply for Broker-Dealer License in Bid to Trade Crypto Securities
2.7.2019
The Winklevoss-owned cryptocurrency exchange Gemini is applying for a broker-dealer license from FINRA
Stonewalled by FINRA, Up to 40 Crypto Securities Wait in Limbo for Launch
17.6.2019
Wall Street watchdog FINRA has sat for as long as 12 months on roughly 40 broker-dealer applications by blockchain startups
FINRA Fines Former Merrill Lynch Employee $5,000 for Not Reporting Crypto Mining Activity
13.6.2019
An ex-Merrill Lynch worker who operated an undisclosed cryptocurrency mining scheme must pay $5,000 to FINRA
FINRA Fines Ex-Merrill Lynch Investment Adviser Over Crypto Mining Sideline
13.6.2019
U.S. self-regulatory organization FINRA has fined and suspended an investment adviser over undeclared cryptocurrency mining activities
Ethereum Investment Vehicle Approved for Small Investors
23.5.2019
FINRA has approved Grayscale Investments' ethereum trust shares for sale to mom-and-pop investors
Grayscale Gets Regulatory Nod From FINRA for Ethereum Trust to Trade on OTC Markets
23.5.2019
Following regulatory approval, Grayscale’s third cryptocurrency trust is about to hit the retail market