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Nalezeno "SEC charges": 163

SEC Charges 2 Firms and 4 Individuals in Crypto Pump-and-Dump Scheme


The U.S. Securities and Exchange Commission (SEC) has taken action against two firms and four individuals allegedly perpetrating a crypto pump-and-dump scheme. “Although this case involves crypto assets, it bears the hallmarks of a classic pump and dump scheme,” said the SEC....

SEC Charges 11 People over USD 300M Crypto 'Pyramid Scheme'


The US Securities and Exchange Commission (SEC) has charged 11 individuals for their roles in an alleged crypto pyramid and Ponzi scheme that raised over USD 300m from millions of investors worldwide, including in the United States.... Read More: SEC Charges 11 People over USD 300M Crypto 'Pyramid...

SEC Charges 11 People in $300 Million Forsage Crypto Pyramid and Ponzi Scheme


The U.S. Securities and Exchange Commission (SEC) has charged four founders and seven promoters of Forsage, which it described as “a fraudulent crypto pyramid and Ponzi scheme.” The scheme allegedly raised more than $300 million from millions of retail investors worldwide, including...

Poloniex Settles SEC Charges


Last Monday, the Securities and Exchange Commission of the United States announced that the authority has finally settled $10M with Poloniex Exchange, according to Poloniex review reports. Poloniex has moved out of the cryptocurrency exchange industry of the US and branched out into a different...

SEC Charges 'Defi' Lender, Governance Token Issuers Should Take Notice


The US Securities and Exchange Commission (SEC) charged Cayman Islands-registered DeFi Money Market (DMM) and its top executives, two Florida men, for unregistered sales of more than USD 30m of securities using smart contracts and "so-called "decentralized finance" (DeFi)...

SEC Charges Token Listing Website With Unlawfully Touting Crypto Securities


The U.S. Securities and Exchange Commission (SEC) has charged a token listing website with unlawfully touting crypto securities. The site did not disclose that it was paid by the token issuers to profile their coin offerings. SEC Charges Website Touting Security Tokens Without Clarifying Which...

SEC Charges 3 Individuals for Alleged Long Blockchain Insider Trading Scheme


The U.S. SEC charged three individuals that allegedly conducted insider trading related to the Long Blockchain company back in 2017. One of the individuals allegedly traded stocks ahead of the name change that gave the company a price boost. The other two individuals were tipped and took advantage...

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